JOB TYPE
Full-time
EMP TYPE
Fulltime
INDUSTRY
Financial Services
DIVISION
Compliance
JOB TITLE
Head of Compliance
Head of Compliance - ADGM / DFSA authorized
We are seeking an experienced and strategic Head of Compliance to lead and oversee the compliance function for our DFSA and ADGM-regulated operations. This is a senior leadership role, critical to ensuring that our firm continues to operate within the highest standards of regulatory compliance, corporate governance, and ethical conduct. The successful candidate will act as the DFSA and ADGM-approved Compliance Officer and MLRO, responsible for the development, implementation, and maintenance of robust compliance frameworks.
KEY RESPONSIBILITIES
Serve as the licensed Compliance Officer and MLRO with both the DFSA and ADGM (Financial Services Regulatory Authority - FSRA), maintaining ongoing compliance with all applicable regulations.
Develop, implement, and manage the firm’s compliance and AML/CTF frameworks, policies, and procedures in accordance with DFSA and ADGM regulations.
Act as the primary liaison with regulatory bodies, including preparation and submission of required regulatory reports, notifications, and filings.
Provide guidance and training to senior management and staff on regulatory requirements and internal policies, fostering a strong culture of compliance.
Monitor regulatory developments and advise the business on potential impacts, ensuring timely updates to policies and procedures.
Conduct internal compliance risk assessments, audits, and investigations where required.
Lead the design and execution of the firm’s AML/KYC processes and ensure ongoing due diligence on clients and transactions.
Support new business initiatives, regulatory licensing, and strategic projects with compliance oversight and risk assessment.
Report to the Board and/or relevant Committees on compliance matters, breaches, and regulatory risks.
REQUIREMENTS
Minimum of 8–10 years of compliance experience within the financial services industry, preferably in the UAE or wider GCC region.
Strong and proven knowledge of DFSA and ADGM regulatory frameworks.
Experience acting as an approved Compliance Officer and/or MLRO in a regulated firm is essential.
Bachelor’s degree in Law, Finance, or a related field; additional compliance or AML certifications (e.g., ICA, CAMS) are highly desirable.
Excellent understanding of international AML standards (FATF, OECD, etc.) and local regulatory expectations.
Strong communication, leadership, and stakeholder management skills.
UAE experience and regional regulatory knowledge are mandatory.
Arabic language skills are a plus but not required.